2019년 자본시장법 판례회고

초록

This paper chooses and reviews several court decisions made in 2019 including the issues of the Korean Financial Investment Services and Capital Markets Act. Supreme Court Decision 2019. 5. 30. 2017Du49560 dealt with the definition and the role of an underwriter. Supreme Court Decision 2019. 6. 13. 2018Da258562 handled the legal effects of the provision regulating the discretionary investment business. Supreme Court Decision 2019. 7. 11. 2016Da224626 covered the issue with regard to duty of due care of a trust business entity. Supreme Court Decision 2019. 9. 2. 2019Da234976 addressed the issue regarding return of insider’s short-swing profit. Seoul Southern District Court Decision 2019. 4. 10. 2018GoDan3255 dealt with the type of unfair trading. Supreme Court Decision 2019. 12. 12. 2016Da243405 handled the legal effect of the listing regulations made by the Korea Exchange. Supreme Court Decision 2019. 4. 24. 2019Du30706 addressed the retroactive application of the provision which imposes penalty surcharges.

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